In recent years, the regulatory environment has made it considerably more difficult to be an investment dealer. Increasing compliance requirements surrounding not only exempt market products, but also the more traditional mutual fund and ETF products have created a new set of challenges for many small and medium sized dealers. Paterson & Associates can help.
As an independent firm with no affiliation to any particular product manufacturer, We can help you cut through the marketing hype and allow you to focus your product shelf on the most compelling offerings for your advisor network.
We can provide the following services to investment dealers:
- Unbiased mutual fund and ETF research
- Recommended List of Funds
- Due diligence reviews on exempt market products such as hedge funds, limited partnerships, REITs and mortgage investment corporations.
To find out more about how we can help your firm, please contact us to set up a no obligation consultation.